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150 Monument Road Suite 207, Bala Cynwyd, PA 19004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-05-19 |
Branch Locations
1650 Market Street 36Th Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eab Investment Group | New York | NY | 11/2012 | Present |
| Srt Securities Llc | New York | NY | 07/2014 | Present |
| Guggenheim Securities | New York | NY | 07/2020 | Present |
EAB Investment Group ||Small Private Company - RIA||LOCATED: Philadelphia, PA ||Active Partner-sub advise mutual funds ||START: 11/1/2012 ||DEVOTE: 20HRS/MTH with 5HRS/MTH during securities trading hrs ||investment related ||+||Easterly EAB Risk Solutions LLC||Small Private Company - Asset Management||LOCATED: Philadelphia, PA||Portfolio Manager||START: 01/2021 ||DEVOTE: 4HRS/MTH with 4HRS/MTH during securities trading hrs ||investment related ||+||Guggenheim Securities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-04 |
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