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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2005-03-28 |
| TX | RA | APPROVED_RES | 2000-02-06 |
Branch Locations
100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 03/1987 | Present |
| Bank Of America, N.A. | Boston | MA | 02/2014 | Present |
I*118536 Entity Type: Charitable Name of outside business organization: National Pancreas Foundation Investment related: No Address of business: Bethesda, Maryland 20814 Position, title, association: Advisory Board Member Start date of relationship: 11/3/2018 Number of hours devoted: 2 hours Quarterly Number of hours devoted during trading hours: 2 hrs qtrly Duties: Fundraising. Organizational development I*: 2675272 Entity Type: Fiduciary role Name of OBA: C. G. Address: Boston, MA 02111 Investment Related: No Position, Title, Association: Executor Employee Start Date: 01/20/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Executor for Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-19 |
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