Gene Parvon Dickey

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-27

TX RA
APPROVED

Since 2023-03-27

Branch Locations

Austin, TX • United States

3600 N Capital Of Texas Hwy, Bldg B Suite 330, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hilltop Securities Inc	Austin	TX	05/2013	03/2023
D.A. Davidson & Co.	Austin	TX	03/2023	Present

05/2013 → 03/2023

Hilltop Securities Inc

Austin, TX
03/2023 → Present

D.A. Davidson & Co.

Austin, TX

Previous Registrations

2013-05-10 → 2023-04-22

Hilltop Securities Inc.

Austin, TX
2013-02-13 → 2013-05-13

Raymond James & Associates, Inc.

Austin, TX
2006-02-14 → 2013-02-13

Morgan Keegan & Company, Llc

Austin, TX
1998-02-13 → 2006-02-23

Ubs Financial Services Inc.

Austin, TX

Other Businesses

GDTD PROPERTIES, LLC. (GENE AND TRACIE DICKEY); INVESTMENT RELATED; AUSTIN, TX; OWNER; START 10/3/24; 0 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RENTAL PROPERTY OWNER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-10
S63	Uniform Securities Agent State Law Examination	1987-05-12

S65 Uniform Investment Adviser Law Examination

1995-07-10
S63 Uniform Securities Agent State Law Examination

1987-05-12

View on SEC IAPD