Craig Michael Bentley

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Newport Beach, CA
• 11/2016 → 04/2019
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 04/2019 → Present
  Stifel Nicolaus & Co Inc
  Newport Beach, CA

Previous Registrations

• 2009-02-11 → 2019-04-05
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 2007-04-02 → 2009-02-12
  Morgan Stanley & Co. Llc
  Laguna Woods, CA
• 1999-08-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Laguna Woods, CA
  Laguna Woods, CA

Other Businesses

1. Seaside Marine LLC; 34062 capistrano by the sea dana point, CA 92629; holding LLC for a boat; managing partner; its a boat for personal use; 04/01/2010; 0hrs/day; Not during securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  1999-07-15