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John Scott Rogers

LPl Financial LLC

Baltimore, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-05
MD RA APPROVED 2021-01-19
  • TX RA
    APPROVED_RES
    Since 2025-04-05
  • MD RA
    APPROVED
    Since 2021-01-19

Branch Locations

532 Eastern Blvd Ste 203, Baltimore, MD 21221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin/Templeton Distributors, Inc. St Petersburg FL 09/1990 10/2020
Franklin Templeton Financial Services Corp. St Petersburg FL 06/2019 10/2020
Lpl Financial Baltimore MD 01/2021 Present
  • 09/1990 → 10/2020
    Franklin/Templeton Distributors, Inc.
    St Petersburg, FL
  • 06/2019 → 10/2020
    Franklin Templeton Financial Services Corp.
    St Petersburg, FL
  • 01/2021 → Present
    Lpl Financial
    Baltimore, MD
Other Businesses

1/2021 - DBA for LPL Business (entity for LPL business) - Teller Financial Services, Inc. - Investment Related - Baltimore, MD 21221 2) 02/13/2025 - Teller Rogers Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/08/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-05
S63 Uniform Securities Agent State Law Examination 1993-09-17
  • S66 Uniform Combined State Law Examination
    2021-01-05
  • S63 Uniform Securities Agent State Law Examination
    1993-09-17

View on SEC IAPD

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