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Roger Henry Weismiller

Td Private Client Wealth LLC

Little River, SC

Greenville, SC

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-12
NC RA APPROVED 2026-05-11
  • SC RA
    APPROVED
    Since 2026-05-12
  • NC RA
    APPROVED
    Since 2026-05-11

Branch Locations

1390 Highway 17 North, Little River, SC 29566 • United States

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. St Louis MO 01/1999 11/2021
Infinex Investments, Inc. Meriden CT 02/2022 05/2024
First Bank Saint Louis MO 01/2022 05/2024
Wells Fargo Clearing Services, Llc Wilminton NC 05/2024 01/2025
Lpl Financial Llc Leland NC 03/2025 04/2026
Cornerstone Wealth Management Llc St. Peters MO 03/2025 04/2026
Td Bank N.A. Little River SC 04/2026 Present
Td Private Client Wealth Llc Little River SC 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-26
S63 Uniform Securities Agent State Law Examination 1987-05-27
  • S66 Uniform Combined State Law Examination
    2020-10-26
  • S63 Uniform Securities Agent State Law Examination
    1987-05-27

View on SEC IAPD

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