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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-08-02 |
| TN | RA | APPROVED | 2019-08-02 |
| TX | RA | APPROVED | 2019-08-02 |
Branch Locations
563 Hub Boulevard Suite 301, Bowling Green, KY 42103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bowling Green | KY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bowling Green | KY | 11/2016 | 08/2019 |
| Morgan Stanley | Bowling Green | KY | 08/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2019 | Present |
*381445 - WSRT Ventures (TBD); Investment related; Real Estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; Passive investor.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
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