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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-12
  • CA RA
    APPROVED
    Since 2022-01-12

Branch Locations

11111 Santa Monica Blvd Ste 1100, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc San Francisco CA 07/2014 11/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 09/1986 11/2021
Unemployed Oakland CA 11/2021 01/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2022 Present
Northwestern Mutual Investment Services Llc Los Angeles CA 01/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2023 Present
  • 07/2014 → 11/2021
    San Francisco, CA
  • 09/1986 → 11/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2021 → 01/2022
    Unemployed
    Oakland, CA
  • 01/2022 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2022 → Present
    Los Angeles, CA
  • 04/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-10
S63 Uniform Securities Agent State Law Examination 1990-12-21
  • S66 Uniform Combined State Law Examination
    2006-01-10
  • S63 Uniform Securities Agent State Law Examination
    1990-12-21
Other Names
  • Craig Quinlan
  • Craig Lee Quinlan
  • Craig L Quinlan

View on SEC IAPD

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