Gary Anthony Gullo

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2024-02-01
AZ	RA	APPROVED	2021-11-01
MN	RA	APPROVED	2021-11-01
TX	RA	APPROVED_RES	2021-11-01
WI	RA	APPROVED	2021-11-01

NE RA
APPROVED

Since 2024-02-01
AZ RA
APPROVED

Since 2021-11-01
MN RA
APPROVED

Since 2021-11-01
TX RA
APPROVED_RES

Since 2021-11-01
WI RA
APPROVED

Since 2021-11-01

Branch Locations

Medina, MN • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Olympus Financial Advisors	Plymouth	MN	11/2002	Present
Mid Atlantic Capital Corporation	Orono	MN	01/2015	Present
Mid Atlantic Financial Management	Pittsburgh	PA	01/2015	11/2021
Newedge Advisors, Llc.	New Orleans	LA	11/2021	Present

11/2002 → Present

Olympus Financial Advisors

Plymouth, MN
01/2015 → Present

Mid Atlantic Capital Corporation

Orono, MN
01/2015 → 11/2021

Mid Atlantic Financial Management

Pittsburgh, PA
11/2021 → Present

Newedge Advisors, Llc.

New Orleans, LA

Previous Registrations

2015-01-02 → 2021-11-01

Mid Atlantic Financial Management, Inc.

Orono, MN

Pittsburgh, PA
2013-12-03 → 2014-12-31

Ameritas Investment Company, Llc

Orono, MN

Other Businesses

1)FIXED, LTC, HEALTH INSURANCE SALES~NON INVESTMENT RELATED~2605 THOROUGHBRED LANE, ORONO, MN 55356~FIXED INSURANCE SALES~AGENT~1987~2HRS PER MONTH~2HRS PER MONTH DURING MARKET~FIXED, LTC, HEALTH INSURANCE SALES TO CLIENTS - - - - - - - - - - - - 2)OLYMPUS FINANCIAL ADVISORS~INVESTMENT RELATED ~ Medina, MN ~FINANCIAL ADVISER~CO-PRESIDENT~NOVEMBER 2002~140HRS PER MONTH~130HRS PER MONTH DURING MARKET~ADVISE CLIENTS ON FINANCIAL MATTERS 3. NewEdge Advisors*Yes Invest*Medina, MN*Registered Investment Advisors*7/24/25*Advisor*Normal Advisor duties*12 Hrs trade/35 Non trade

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-22
S63	Uniform Securities Agent State Law Examination	1987-04-20

S65 Uniform Investment Adviser Law Examination

1999-09-22
S63 Uniform Securities Agent State Law Examination

1987-04-20

View on SEC IAPD