Thomas Edward Brown

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1994 → Present
  Charles G Marcus Agency Inc
  Wethersfield, CT
• 07/1994 → Present
  Marcus Agency
  Wethersfield, CT
• 09/1994 → Present
  Self-Employed Broker
  Windsor, CT
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Wethersfield, CT
• 11/2018 → Present
  Osaic Wealth, Inc.
  Wethersfield, CT

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Charleston, SC
  Wethersfield, CT
  Nashville, TN
  Gold River, CA
• 2003-10-23 → 2016-05-13
  Transamerica Financial Advisors, Llc
  San Diego, CA
  Wethersfield, CT

Other Businesses

1. TRUSTEE OF SON'S TESTAMENTARY TRUST ACCOUNT POSITION: Trustee NATURE: Irrevocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2019 ADDRESS: 30 Sand Hill Rd., Weatogue CT 05089, United States DESCRIPTION: Trustee for Son Daniel Brown's Testamentary Trust Account 2. KING RISK PARTNERS, INC DBA CHARLES G. MARCUS AGENCY, INC. POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 3 START DATE: 07/01/1990 ADDRESS: 842 Silas Deane Highway, Wethersfield CT 06238, United States DESCRIPTION: Sale/Marketing of Fixed Annuities and Non-variable Insurance Products

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-19
• S63 Uniform Securities Agent State Law Examination
  1987-05-01

Other Names

• Tom Brown