David Eliot Aycock

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2013-07-11
TX	RA	APPROVED_RES	2003-06-02
KS	RA	APPROVED	1999-07-30

MI RA
APPROVED

Since 2013-07-11
TX RA
APPROVED_RES

Since 2003-06-02
KS RA
APPROVED

Since 1999-07-30

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Oxford, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Leawood	KS	07/1999	Present

07/1999 → Present

Ubs Financial Services Inc.

Leawood, KS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-06
S63	Uniform Securities Agent State Law Examination	1987-05-22

S65 Uniform Investment Adviser Law Examination

1995-03-06
S63 Uniform Securities Agent State Law Examination

1987-05-22

View on SEC IAPD