Best Investors Account Sign in

Jo Ellen Pontius

Raymond James & Associates, Inc.

Atlanta, GA

Woodstock, GA

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-30
GA RA APPROVED 2016-09-06
  • TX RA
    APPROVED_RES
    Since 2020-11-30
  • GA RA
    APPROVED
    Since 2016-09-06

Branch Locations

3414 Peachtree Road Ne Suite 550, Atlanta, GA 30326 • United States

Woodstock, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Atlanta GA 09/2005 09/2016
Raymond James & Associates, Inc. Atlanta GA 09/2016 Present
Previous Registrations
  • 2005-09-16 → 2016-09-06
    Deutsche Bank Securities Inc.
    Atlanta, GA
    Atlanta, GA
  • 2003-05-08 → 2005-09-09
    A. G. Edwards & Sons, Inc.
    Duluth, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-07
  • S63 Uniform Securities Agent State Law Examination
    1987-05-07
Other Names
  • Jo Ellen Sternerpontius
  • Jo Ellen Sterner

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor