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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-10-28
TX RA APPROVED_RES 2018-06-10
CT RA APPROVED 2009-01-02
  • GA RA
    APPROVED
    Since 2024-10-28
  • TX RA
    APPROVED_RES
    Since 2018-06-10
  • CT RA
    APPROVED
    Since 2009-01-02

Branch Locations

6 Berkshire Blvd Unit 305, Bethel, CT 06801 • United States

St. Simons Island, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bethel CT 06/1999 Present
Raymond James Financial Services Advisors, Inc Bethel CT 01/2009 Present
Nutmeg Investment Corp Bethel CT 06/1999 Present
Other Businesses

(1)Name of Business: Meade-gavel Llc Address: 6 berkshire blvd, bethel, ct 06801, bethel, CT, 06801, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 02/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: charlie meade and I formed llc so that we could purchase our current office space. In turn, we hen rent the space to our C Corp Nutmeg Investment group of which Charlie and I are the sole owners. (2)Name of Business: Nutmeg Investment Corp Address: 6 Berkshire Blvd Ste 305, Bethel, CT, 06801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company owner (3)Name of Business: T-Bec LLC Address: 14 willow brook lane, newtown, CT, 06470, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 02/11/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: no longer renting property. just holds our vacation property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-17
S63 Uniform Securities Agent State Law Examination 1993-09-07
  • S65 Uniform Investment Adviser Law Examination
    1996-05-17
  • S63 Uniform Securities Agent State Law Examination
    1993-09-07
Other Names
  • Buzz Gavel
  • Frank J Gavel

View on SEC IAPD

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