Bobbi Jean Sawyers

Ubs Financial Services Inc.

Virginia Beach, VA

CRD 1656040

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2007-08-06

VA RA
APPROVED

Since 2007-08-06

Branch Locations

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

Virginia Beach, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Norfolk	VA	01/1995	Present

01/1995 → Present

Ubs Financial Services Inc.

Norfolk, VA

Other Businesses

EVENT STAFFING / 201 E. BRAMBLETON AVENUE NORFOLK,VA 23510 / SEASONAL HELP/ START DATE 8/29/2014

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-04
S63	Uniform Securities Agent State Law Examination	1987-08-10

S66 Uniform Combined State Law Examination

2007-08-04
S63 Uniform Securities Agent State Law Examination

1987-08-10

View on SEC IAPD

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