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Debra Ann Bond

Wells Fargo Clearing Services, LLC

Cartersville, GA

Duluth, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-30
GA RA APPROVED 2011-08-08
  • TX RA
    APPROVED_RES
    Since 2020-01-30
  • GA RA
    APPROVED
    Since 2011-08-08

Branch Locations

499 E Main St, Cartersville, GA 30121 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 07/2011 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
Previous Registrations
  • 2009-05-02 → 2011-07-29
    Chase Investment Services Corp.
    Dunwoody, GA
    Cummings, GA
    Roswell, GA
    Acworth, GA
    Kennesaw, GA
    Alpharetta, GA
    Johns Creek, GA
    Marietta, GA
    Woodstock, GA
    Powder Springs, GA
    Mableton,, GA
    Canton, GA
    Marietta, GA
    Marietta, GA
    Alpharetta, GA
  • 2007-09-21 → 2009-05-02
    Wamu Investments, Inc.
    Acworth, GA
    Woodstock, GA
    Marietta, GA
    Kennesaw, GA
    Alpharetta, GA
    Roswell, GA
    Cummings, GA
    Alpharetta, GA
    Dunwoody, GA
    Marietta, GA
    Marietta, GA
    Lithia Springs, GA
  • 2005-08-25 → 2007-03-02
    Truist Investment Services, Inc.
    Atlanta, GA
    Douglasville, GA
    Douglasville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
S63 Uniform Securities Agent State Law Examination 1988-01-22
  • S66 Uniform Combined State Law Examination
    2005-08-18
  • S63 Uniform Securities Agent State Law Examination
    1988-01-22
Other Names
  • Debra Monroe Bond
  • Debra Ann Monroe
  • Debra A Monore

View on SEC IAPD

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