Ricardo M Barragan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → 09/2017
  J.P. Morgan Securities Inc.
  New York, NY
• 09/2017 → Present
  Jpmorgan Chase Bank Na
  Los Angeles, CA
• 09/2017 → Present
  Jpmorgan Securities Llc
  Los Angeles, CA
• 01/2025 → Present
  Fizzy Dd, Llc
  Los Angeles, CA

Other Businesses

Entity Name: Fizzy DD, LLC Investment related: Yes Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC created for purchasing an single home investment property. Receive seasonal rental income. Entity Name: Green Dot Public Schools California Investment related: Yes Address: 1149 Los Angeles, CA greendot.org Nature of the other business: Leading independent non-profit public school operator in Los Angeles. Dedicated to graduating students, fully preparing them for college, and helping parents organize and expect more of their neighborhood schools. Position/Title/Relationship: Director Start Date: 01-Dec-2016 Approximate # of hours a month: 6 meetings per year Approximate # of hours during securities trading hours: Zero Briefly describe your duties: Board of Directors

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-27
• S63 Uniform Securities Agent State Law Examination
  1999-08-11

Other Names

• Ricardo Barragan
• Ricardo Miguel Barragan