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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-09-03 |
| VA | RA | APPROVED | 2005-04-27 |
| DC | RA | APPROVED | 2004-09-01 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Washington | DC | 06/2006 | Present |
1)VWI INTERNATIONAL / 6910 RICHMOND HWY, SUITE 500 ALEXANDRIA, VA 22306 / SOLE PROPRIETORSHIP / CONSULTING / WORKING WITH MEDICAL CONTRACTS / MEMBER OF BOARD OF DIRECTORS / REVIEW COMPANIES WELL BEING / START DATE 11/22/2011. 2)UNWINED / SPOUSE'S WINE STORE. IT IS A SMALL RETAIL BUSINESS THAT IS SET UP AS AN S CORP. / SECRETARY / START DATE 5/01/2005 3) Delacruz LLC/ INVESTMENT RELATED?:YES/ 7704 Lookout Ct Alexandria Va 22306 us/ Partnership/Proprietor / owner/Owner/ START DATE: 1/18/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-20 |
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