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Joyce Paumen Michael

Morgan Stanley

Bloomington, MN

Lakeville, MN

CRD 1654603

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
MN RA APPROVED 2014-02-05
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • MN RA
    APPROVED
    Since 2014-02-05

Branch Locations

8300 Norman Center Drive, Bloomington, MN 55437 • United States

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Bloomington MN 02/2010 Present
  • 02/2010 → Present
    Morgan Stanley Smith Barney Llc
    Bloomington, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-16
S63 Uniform Securities Agent State Law Examination 1989-07-25
  • S66 Uniform Combined State Law Examination
    2001-03-16
  • S63 Uniform Securities Agent State Law Examination
    1989-07-25
Other Names
  • Joyce Paumen
  • Joyce Carol Walz
  • Joyce Carol Paumen
  • Joyce Carol Paumen
  • Joyce Paumen Michael

View on SEC IAPD

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