Keith Yoshiaki Nunokawa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 06/2025
  Western International Securities, Inc.
  Ewa Beach, HI
• 06/2025 → Present
  Lpl Financial Llc
  Ewa Beach, HI

Previous Registrations

• 2004-11-26 → 2025-06-05
  Western International Securities, Inc.
  Pasadena, CA
  Pasadena, CA
  Pasadena, CA
  Ewa Beach, HI
• 1997-07-08 → 2004-12-10
  Ubs Financial Services Inc.
  Pasadena, CA

Other Businesses

1. 6/5/2025: Leisure Werden and Terry; At reported business location(s); Non-Variable Insurance; Inv. related; start date 1/2/1995; 1hr/mo. during trading. 2. 6/5/2025: CPS Insurance Agency; At reported business location(s); Non-Variable Insurance; Inv. related; start date 1/3/2005; 1hr/mo. during trading. 3. 6/5/2025: Word and Brown; At reported business location(s); Non-Variable Insurance; Inv. related; start date ; 10/6/2005; 1hr/mo. during trading. 4. 06/05/2025- Keith Nunokawa- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/06/2005- 1 Hour Per Month- 1 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-06
• S63 Uniform Securities Agent State Law Examination
  1987-07-20

Other Names

• Yoshiaki Nunokawa