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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-02-21 |
| DC | RA | APPROVED | 2019-10-04 |
| TX | RA | APPROVED | 2019-09-19 |
Branch Locations
1735 Market Street Suite 3110, Philadelphia, PA 19103 • United States
875 15Th Street Nw 7Th Floor, Washington, DC 20005 • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Washington | DC | 11/2013 | 09/2019 |
| Jpmorgan Chase Bank, N.A. | Washington | DC | 09/2019 | Present |
| Jpmorgan Securities, Llc. | Washington | DC | 09/2019 | Present |
| Usa Hockey | Colorado Springs | CO | 08/2021 | Present |
Entity Name: USA Hockey Investment related: No Address: 1775 Bob Johnson Dr. Colorado Springs, CO 80906-4090 Nature of the other business: Sports Position/Title/ Relationship: Employee/Contractor Start Date: 08/20/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am qualifying as a Level 1 Hockey Referee, along with my 15-year old son Connor. It's a leadership opportunity for him. Once I start referring games, they will automatically pay a small amount of reimbursement ... approximately $50 - $72 per game. Effective 9/19/19 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-05-08 |
| S65 | Uniform Investment Adviser Law Examination | 2000-08-08 |
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