Frederick Paul Dillman

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 12/2023
  Td Ameritrade
  Princeton, NJ
• 10/2018 → 12/2018
  Unemployed
  Little Falls, NJ
• 02/2018 → 10/2018
  Micro Center
  Paterson, NJ
• 09/2017 → 02/2018
  Unemployed
  Little Falls, NJ
• 04/2016 → 09/2017
  Renovation Angel
  Fairfield, NJ
• 03/2022 → 04/2024
  Charles Schwab & Co., Inc.
  Millburn, NJ
• 03/2022 → 04/2024
  Charles Schwab Bank, Ssb
  Millburn, NJ
• 12/2024 → 12/2024
  Uber
  Little Falls, NJ
• 01/2025 → 08/2025
  Osaic
  Metuchen, NJ
• 04/2024 → 12/2024
  Unemployed
  Little Falls, NJ
• 09/2025 → Present
  Ubs Financial Services, Inc
  Weehawken, NJ

Previous Registrations

• 2025-01-08 → 2025-08-20
  Osaic Wealth, Inc.
  Metuchen, NJ
• 2022-03-14 → 2024-05-06
  Charles Schwab & Co., Inc.
  Morristown, NJ
  Millburn, NJ
  Princeton, NJ
• 2019-11-18 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Princeton, NJ
  Princeton, NJ
  Millburn, NJ
• 2019-11-18 → 2022-10-14
  Td Ameritrade, Inc.
  Princeton, NJ
  Millburn, NJ
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2019-11-15
• S63 Uniform Securities Agent State Law Examination
  1993-10-04

Other Names

• Frederick P Dillman