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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-08-06 |
| KS | RA | APPROVED | 2020-11-06 |
| TX | RA | APPROVED | 2020-11-06 |
Branch Locations
10851 Mastin Blvd. Ste. 120, Overland Park, KS 66210 • United States
Champlin, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneos Wealth Management, Inc. | Overland Park | KS | 08/2012 | 11/2020 |
| Wealth Management Group Of Kc, Inc | Overland Park | KS | 08/2012 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2020 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2020 | Present |
1) JAMES A POWERS, 11942 S HALLET ST, OLATHE, KS, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/15/87, INV REL, 10/YR- 1/TRADING 2) EMPOWER FINANCIAL, 10851 MASTIN ST, STE 120, OVERLAND PARK, KS, CONSULTANT/OWNER, 01/01/08, NIR, 20/YR- 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/06/20 4) WEALTH MANAGEMENT GROUP OF KC, 10851 MASTIN ST, STE 120, OVERLAND PARK, KS, MARKETING NAME, INV REL, 08/03/12, 50 HR- WK,- 40 HR/TRADING 5) ASSOCIATION OF FINANCIAL EDUCATORS, 108 WILD BASIN RD S, STE 250, AUSTIN, TX, VOLUNTEER, FINANCIAL EDUCATION THROUGH A NON-PROFIT, 02/09/21, NIR, 6 HR/MO- 2/TRADING HR. 6) COBBLESTONE LAKE HOA, 312 Pebble Rd N, Champlin MN 55316, 02/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-18 |
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