Joseph R Falisi

Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-11-01

NJ RA
APPROVED

Since 2021-11-01

Branch Locations

Freehold, NJ • United States

750 Route 34 Suite 7, Matawan, NJ 07747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameritas Investment Corp	Lincoln	NE	04/2015	Present
Ameritas Life Insurance Corp	Lincoln	NE	04/2015	Present
Independent Financial Solutions	Matawan	NJ	04/2015	Present
Mulberry Lane Advisors	Matawan	NJ	02/2016	Present
Ameritas Advisory Services, Llc	Lincoln	NE	11/2021	Present

04/2015 → Present

Ameritas Investment Corp

Lincoln, NE
04/2015 → Present

Ameritas Life Insurance Corp

Lincoln, NE
04/2015 → Present

Independent Financial Solutions

Matawan, NJ
02/2016 → Present

Mulberry Lane Advisors

Matawan, NJ
11/2021 → Present

Ameritas Advisory Services, Llc

Lincoln, NE

Previous Registrations

2013-12-23 → 2014-01-28

Osaic Fa, Inc.

Manalapan, NJ

Manalapan, NJ

New York, NY
2002-12-11 → 2013-09-23

Hornor, Townsend & Kent, Llc

Edison, NJ

Edison, NJ

Other Businesses

INDEPENDENT FINANCIAL SOLUTIONS; SAME AS BRANCH; INV REL; LIFE INSURANCE SALES AND ANNUITIES; MANAGING DIRECTOR; 04/2015; HRS/MO=160; TRADING HRS/MO=120; RECRUIT, TRAIN AGENTS IN THE SELLING OF LIFE INSURANCE AND ANNUITIES * Mulberry Lane Advisors; same as branch; inv rel; sales fixed annuities and fixed life insurance, long term care and disability insurance, personalized social security claiming strategy and optimization report; Managing Member; start date=02/2016; hrs/mo=120; trading hrs/mo=120; contact prospects to sell fixed life insurance, annuities, LTC and disability, create Personalized Social Security Claiming Strategy and Optimization reports

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-06-12
S63	Uniform Securities Agent State Law Examination	1993-11-22

S65 Uniform Investment Adviser Law Examination

1997-06-12
S63 Uniform Securities Agent State Law Examination

1993-11-22

View on SEC IAPD