Rebecca Jeannette Stevens

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Vancouver, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Vancouver, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Vancouver, WA

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Vancouver, WA
• 2008-03-12 → 2020-11-06
  Kms Financial Services, Inc.
  Vancouver, WA
  Seattle, WA
  Portland, OR
  Seattle, WA
• 2002-06-28 → 2008-03-14
  Equitable Advisors, Llc
  Vancouver, WA
  Portland, OR

Other Businesses

LENZ FINANCIAL POSITION: agent NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2008 ADDRESS: 3015 NE 178th Ave., Vancouver WA 98682, United States DESCRIPTION: occasional fixed life or annuity as requested by client

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1993-07-09

Designations

• Chartered Financial Consultant

Other Names

• Becky Stevens