Richard Todd Holden

Current Employers

Employment History

• 05/2016 → 09/2016
  Cuso Financial Services, Lp
  San Diego, CA
• 09/2016 → Present
  Lpl Financial, Llc
  Herndon, VA
• 09/2016 → Present
  Northwest Financial Advisors, Llc
  Herndon, VA
• 09/2016 → Present
  Northwest Financial Group Llc
  Herndon, VA

Previous Registrations

• 2016-05-02 → 2016-09-23
  Cuso Financial Services, L.P.
  Woodbridge, VA
  San Diego, CA
• 2009-06-12 → 2016-05-02
  Securities America Advisors, Inc.
  Alexandria, VA
• 2007-07-31 → 2009-01-05
  Westminster Financial Advisory Corp
  Beavercreek, OH

Other Businesses

1. 10/5/2016: NorthWest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/19/2016 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in September 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 4/27/2017: NW Insurance Agency, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/20/2017 - 8 Hours Per Month During Securities Trading - Fixed insurance. 3. 10/22/2018 - No Business Name - Not Investment Related - Home Based - Other-Notary - Started 10/18/2018 - 0 Hours Per Month - Notary in the Commonwealth of Virginia. 4. 11/5/2019 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) 5. 1/2/2020 - Northwest Financial Group LLC - Investment Related - At Reported Business Location(s) - Other-referring broker dealer - Started 9/22/2016 - Compensation paid through this entity in internal records. 6. 06/08/2026 - TripleT Aviation, LLC - Business Owner - Not Investment Related - Ashburn, VA - Start Date 12/15/2025 - 4 hours per month/ 2 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-02-16
• S63 Uniform Securities Agent State Law Examination
  1998-09-04

Other Names

• Todd Alan Holden