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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2020-12-15 |
| HI | RA | APPROVED | 2012-06-14 |
| TX | RA | APPROVED_RES | 2004-10-08 |
| CA | RA | APPROVED | 2000-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/1997 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 09/2009 | Present |
I*37511 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EWC COMPANIES 10% INVESTMENT RELATED: N ADDRESS OF BUSINESS: 326 SOUTH STATE ST, LOS ANGELES, CALIFORNIA 90033 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/14/1999 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CORP WAS PREVIOUSLY INVOLVED WITH REAL ESTATE ACTIVITY, BUT IS NOW A DORMANT S-CORP WHICH STILL REQUIRES US TO PAY THE ANNUAL FILING FEE. THEIR IS CURRENTLY NO ACTIVITY AND NO FUTURE ACTIVITY IS ANTICIPATED. I*37512 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PRO-THRO ENTERPRISES 5% INVESTMENT RELATED: N ADDRESS OF BUSINESS: 300 SO. SEPULVEDA BLVD, MANHATTAN BEACH, CALIFORNIA 90266 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/14/1999 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CAR WASH. ADVISE ON OPERATIONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-16 |
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