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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-06
  • TX RA
    APPROVED
    Since 2023-03-06

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

1 Blvd Place 1700 Post Oak Blvd Houston, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usca Asset Management Llc Houston TX 03/2015 08/2021
Usca Securities Llc Houston TX 03/2015 02/2023
Usca Ria Llc Houston TX 03/2015 06/2021
U.S. Capital Wealth Advisors, Llc Austin TX 06/2021 02/2023
Frost Brokerage Services, Inc. Houston TX 02/2023 Present
Previous Registrations
Other Businesses

(1) Self; Not investment related; Houston, TX; Single Home Rental Property; Proprietor; Started 1/2018; Approx. 1hr/mo; Not during securities trading hrs; Manage overall rental property as landlord, collect rent and handles maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-19
  • S66 Uniform Combined State Law Examination
    2000-09-19
Other Names
  • Stephen Howell Gott

View on SEC IAPD

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