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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-03
TX RA APPROVED_RES 2012-10-08
CA RA APPROVED 2009-10-23
GA RA APPROVED 2009-10-23
  • FL RA
    APPROVED
    Since 2023-10-03
  • TX RA
    APPROVED_RES
    Since 2012-10-08
  • CA RA
    APPROVED
    Since 2009-10-23
  • GA RA
    APPROVED
    Since 2009-10-23

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 10/2009 Present
Bank Of America, N.A. Los Angeles CA 01/2010 Present
Previous Registrations
  • 2002-09-30 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

I*793258For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Ponte Vedra Beach, Florida, 32082Nature of business: Position, title, association: Sole owner, Start date of relationship: 4/1/2022Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*93097FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VILARDO FAMILY TRUSTINVESTMENT RELATED: NADDRESS OF BUSINESS:MARINA DEL REY, CALIFORNIA 90292NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2011NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL PROPERTY. NO REAL RESPONSIBILITIES OTHER THAN OWNING THE PROPERTYI*93118FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 2040 WEST PACES FERRY LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:SAVANNAH, GEORGIA 30305NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/10/2014NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CREATED FOR THE PURPOSE OF SELLING A CONDOMINIUM.I*109998FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 1906 MARINA POINTE DR. LLC.INVESTMENT RELATED: YADDRESS OF BUSINESS:MARINA DEL REY, CALIFORNIA 90292LLC,OWNER, 11/8/201715 HOUR0RENTAL PROPERTYI*392887Entity Type: For ProfitName of OBA:Vilardo Family Trust, J. & P. V.,TTEEAddress:Santa Barbara CaliforniaInvestment Related:NoPosition, Title, Association:OtherStart Date:09/15/2011No Hours: 25 YearlyNo Hours during trading:0 YearlyDuties:Rental Property held in Name of Trust I*3126277 Entity Type: For Profit Name of OBA: Settlers Trust John Vilardo ttee Address: Marina del Rey, California Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/01/2011 Number of Hours: 50, Monthly Number of Hours during trading: 0, Monthly Duties: Rental property Management of property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 1988-08-11
  • S66 Uniform Combined State Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    1988-08-11

View on SEC IAPD

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