Peter Warren Miller

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-01-01
AL	RA	APPROVED	2022-03-07
PA	RA	APPROVED	2015-10-14
TX	RA	APPROVED_RES	2009-09-02

TN RA
APPROVED

Since 2025-01-01
AL RA
APPROVED

Since 2022-03-07
PA RA
APPROVED

Since 2015-10-14
TX RA
APPROVED_RES

Since 2009-09-02

Branch Locations

1408 Penn Avenue, Wyomissing, PA 19610 • United States

Bristol, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Wyomissing	PA	08/2009	Present

08/2009 → Present

Lpl Financial Llc

Wyomissing, PA

Previous Registrations

1999-01-01 → 2002-10-02

A. G. Edwards & Sons, Inc.

Bethlehem, PA

Bethlehem, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-05-12

S63 Uniform Securities Agent State Law Examination

1987-05-12

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Exams

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