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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-10
TX RA APPROVED 2025-07-10
  • CA RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

3741 Douglas Blvd Suite 290, Roseville, CA 95661-4271 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Granite Bay CA 09/2005 03/2020
Ameriprise Financial Services, Llc Roseville CA 03/2020 07/2025
Northrock Partners, Llc Roseville CA 07/2025 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 5021 Cumbrae Isle Way, Antelope, CA, 95843; Investment-Related; 04/01/2021 / Single Family; 8670 Spanish Bay Isle, , Granite Bay, CA, 95746; Not Investment-Related; 03/08/2024. Independent Insurance Brokering; Union Security Insurance Company; 09/05/1989; Term Life. Business Ownership; SCB Business Solutions; Member; Legal entity created to facilitate business planning for small business owners and manage professional alliance relationships. As consultants we provide expertise to promote the alignment of ideas and concepts to the needs of the business owners. In addition, we manage professional alliance relationships through contractual efforts of Employshare.; 3741 Douglas Blvd, Suite 290, , Roseville, CA, 95661; Not Investment-Related; 10/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours / SCB Ventures, LLC; Member; Will handle the payroll and operation of the WGG Wealth Partners financial planning practice; 3741 Douglas Blvd., Suite 290, , Roseville, CA, 95661; Not Investment-Related; 01/01/2011; 20 to 39 hours per month; 20 to 39 during trading hours / CK Development LLC; Owner; A company that owns 50% of GBOGH Partners,LLC. CK Development is simply a conduit company that I deposit funds into and then the funds are invested into GBOGH Partners, LLC. When project are sold, hopefully at a profit, the capital will be retuned to CK Development net with my share of profits/loss. ; 127 Meadowbrook Ln, , Davidson, NC, 28036; Investment-Related; 03/14/2022; 1 to 9 hours per month; 1 to 9 during trading hours / GBOGH Partners, LLC; Owner; Real Estate; 127 Meadowbrook Ln, , Davidson, NC, 28036; Investment-Related; 03/24/2022; 0 hours per month; 0 during trading hours. Board of Directors; Placer SPCA; Board Secretary; 200 Tahoe Ave., , Roseville, CA, 95678; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-02-17
  • S63 Uniform Securities Agent State Law Examination
    1995-02-17
Designations

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