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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-03-01 |
Branch Locations
3721 Douglas Blvd. Ste. 205, Roseville, CA 95661 • United States
895 Dove St. Ste. 300, Newport Beach, CA 92660 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc | Camarillo | CA | 07/2013 | Present |
| Mutual Advisors, Llc | Omaha | NE | 02/2016 | Present |
1. Independent Insurance Agent, Sole Proprietor, Start Date: 07/01/2013, 3721 Douglas Blvd., Suite 205, Roseville, CA 95661, Self/Sole Proprietor, Insurance Transactions, Insurance Agent, Selling Insurance products such as term life insurance, life insurance, LTC, health insurance, etc., Not Investment Related, 5 Hours per month, .25 Hours per day during trading hours. 2. Sullivan Wealth Management Advisors, LLC., Start Date: 03/01/2016, 3721 Douglas Blvd., Ste. 205, Roseville, CA 95661, LLC, RIA - Insurance Agency -Brokerage, Managing Partner, Comprehensive Wealth Management Practice, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 3. Health Insurance Agent, Start Date: 12/01/2018, 3721 Douglas Blvd., Ste. 205, Roseville, CA 95661, Self, Health Insurance, Agent, Health Insurance Agent referring business to California Choice, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-04 |
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