John Joseph Brienza

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-07-07
NC	RA	APPROVED	2002-12-03
TX	RA	APPROVED_RES	1989-01-20

SC RA
APPROVED

Since 2026-07-07
NC RA
APPROVED

Since 2002-12-03
TX RA
APPROVED_RES

Since 1989-01-20

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

Pawleys Island, SC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch Life Agency	Plainsboro	NJ	07/1985	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	07/1985	Present
Bank Of America, Na	Charlotte	NC	12/2009	Present

07/1985 → Present

Merrill Lynch Life Agency

Plainsboro, NJ
07/1985 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
12/2009 → Present

Bank Of America, Na

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-02
S63	Uniform Securities Agent State Law Examination	1988-02-16

S65 Uniform Investment Adviser Law Examination

2002-07-02
S63 Uniform Securities Agent State Law Examination

1988-02-16

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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