Wilhelm George Majewski

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-05-10

CO RA
APPROVED

Since 2024-05-10

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

4600 South Ulster Street Suite 700, Denver, CO 80237 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Denver	CO	05/2014	Present
Ubs Bank Usa	Denver	CO	05/2014	Present

05/2014 → Present

Ubs Financial Services

Denver, CO
05/2014 → Present

Ubs Bank Usa

Denver, CO

Previous Registrations

2010-10-26 → 2011-12-12

Morgan Stanley

San Diego, CA

San Diego, CA
2009-10-23 → 2010-08-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
2007-09-13 → 2009-10-23

Banc Of America Investment Services, Inc.

San Diego, CA
2005-03-30 → 2006-02-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

San Diego, CA

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-03-29
S63	Uniform Securities Agent State Law Examination	2000-05-05

S65 Uniform Investment Adviser Law Examination

2005-03-29
S63 Uniform Securities Agent State Law Examination

2000-05-05

Other Names

Bill Majewski

View on SEC IAPD