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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2017-03-08
NE RA APPROVED 2017-03-07
MO RA APPROVED 2017-03-06
  • SD RA
    APPROVED
    Since 2017-03-08
  • NE RA
    APPROVED
    Since 2017-03-07
  • MO RA
    APPROVED
    Since 2017-03-06

Branch Locations

17110 Marcy Street Suite 104, Omaha, NE 68118 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Omaha NE 03/1987 01/2017
Mass Mutual Life Insuran Spfld MA 08/1986 01/2017
Kelley Financial Services, Inc. Omaha NE 08/2003 Present
Lpl Financial, Llc Omaha NE 02/2017 Present
Global Retirement Partners, Llc Omaha NE 02/2017 Present
  • 03/1987 → 01/2017
    Mml Investors Services, Inc.
    Omaha, NE
  • 08/1986 → 01/2017
    Mass Mutual Life Insuran
    Spfld, MA
  • 08/2003 → Present
    Kelley Financial Services, Inc.
    Omaha, NE
  • 02/2017 → Present
    Lpl Financial, Llc
    Omaha, NE
  • 02/2017 → Present
    Omaha, NE
Previous Registrations
Other Businesses

1. 02/15/2017 - KELLEY INVESTMENT ADVISORY SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ OMAHA, NE 2. 2/16/2017 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/3/2017 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 2/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/16/2017 - KELLEY INVESTMENT ADVISORY SERVICES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/15/2016 - Time Spent 80%. 4. 3/15/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/17/2017 - 5 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-21
S63 Uniform Securities Agent State Law Examination 1989-05-26
  • S65 Uniform Investment Adviser Law Examination
    2014-02-21
  • S63 Uniform Securities Agent State Law Examination
    1989-05-26
Other Names
  • Nick Kelley
  • F. Nicholas Kelley
  • Fredrick N. Kelley

View on SEC IAPD

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