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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2017-03-08 |
| NE | RA | APPROVED | 2017-03-07 |
| MO | RA | APPROVED | 2017-03-06 |
Branch Locations
17110 Marcy Street Suite 104, Omaha, NE 68118 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Omaha | NE | 03/1987 | 01/2017 |
| Mass Mutual Life Insuran | Spfld | MA | 08/1986 | 01/2017 |
| Kelley Financial Services, Inc. | Omaha | NE | 08/2003 | Present |
| Lpl Financial, Llc | Omaha | NE | 02/2017 | Present |
| Global Retirement Partners, Llc | Omaha | NE | 02/2017 | Present |
1. 02/15/2017 - KELLEY INVESTMENT ADVISORY SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ OMAHA, NE 2. 2/16/2017 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/3/2017 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 2/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/16/2017 - KELLEY INVESTMENT ADVISORY SERVICES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/15/2016 - Time Spent 80%. 4. 3/15/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/17/2017 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-26 |
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