Scott Thomas Dewhurst

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 12/2020
  Fsc Securities Corporation
  West Des Moines, IA
• 12/2020 → Present
  Lpl Financial, Llc
  Peoria, AZ

Previous Registrations

• 2005-12-09 → 2020-12-14
  Fsc Securities Corporation
  West Des Moines, IA
• 2006-02-08 → 2020-12-11
  Diversified Financial Advisory Group, Inc.
  West Des Moines, IA
• 1999-01-01 → 2005-12-20
  Mml Investors Services, Llc
  West Des Moines, IA

Other Businesses

1.12/09/2020; NA not an entity; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; 10%hrs during trading 2.10/19/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Dewhurst Wealth Management; Investment Related; at Reported Business Location(s); Start Date 10/13/2022; 200hrs/mth; 140hrs during trading 3.08/03/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name DWM Private Advisory Group; Investment Related; at Reported Business Location(s); Start Date 07/30/2026; 40hrs/mth; 40hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-06-02

Designations

• Chartered Financial Consultant

Other Names

• Dewey Dewhurst