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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-04-20
TX RA APPROVED_RES 2021-04-17
  • VA RA
    APPROVED
    Since 2021-04-20
  • TX RA
    APPROVED_RES
    Since 2021-04-17

Branch Locations

4429 Bonney Rd. Suite 450, Virginia Beach, VA 23462 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc Horsham PA 02/2013 02/2018
Penn Mutual Life Insurance Company Horsham PA 02/2013 02/2018
David Kunharrdt/Benefits Plans Virginia Beach VA 01/1990 Present
Lincoln Financial Securities Virginia Beach VA 08/2018 04/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
  • 02/2013 → 02/2018
    Hornor, Townsend & Kent, Inc
    Horsham, PA
  • 02/2013 → 02/2018
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 01/1990 → Present
    David Kunharrdt/Benefits Plans
    Virginia Beach, VA
  • 08/2018 → 04/2021
    Lincoln Financial Securities
    Virginia Beach, VA
  • 04/2021 → Present
    Fairfield, IA
  • 04/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2018-08-20 → 2021-04-16
    Osaic Fs, Inc.
    Virginia Beach, VA
    Virginia Beach, VA
  • 2013-06-29 → 2018-02-16
    Virginia Beach, VA
    Virginia Beach, VA
  • 2008-04-28 → 2013-01-23
    Msi Financial Services, Inc.
    Virginia Beach, VA
  • 2003-12-18 → 2007-12-31
    Virginia Beach, VA
    Virginia Beach, VA
  • 1997-07-07 → 2003-12-31
    Dukes & Co Advisory, Inc.
    Virginia Beach, VA
Other Businesses

1)BENEFIT PLANS, INC, 347 S WITCHDUCK ROAD, VIRGINIA BEACH, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 01/01/90, NIR, ANTHEM BROKER, 5 HR/MO- 0/TRADING HR. 2)ENTERPRISE FINANCIAL NETWORK, 4429 BONNEY ROAD, STE 450, VIRGINIA BEACH, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/15/85, INV REL, 25 HR/MO- 0/TRADING HR. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/16/21- IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-22
S63 Uniform Securities Agent State Law Examination 1987-05-05
  • S65 Uniform Investment Adviser Law Examination
    1992-06-22
  • S63 Uniform Securities Agent State Law Examination
    1987-05-05
Other Names
  • Dave Kunhardt

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