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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-01-07 |
| NC | RA | APPROVED | 2008-01-01 |
Branch Locations
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
Mt Pleasant, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
IVAN QUECK FAMILY FARM, NOT INV RELATED, FONTANELLE, IA, 12.5% OWNERSHIP, START 3/15/2008, ZEOR HOURS PER MONTH, AGRICULTURE - CROP AND LIVESTOCK FARMING. VETERINARY DENTAL SOLUTIONS, LLC, INVT RELATED, MOUNT PLEASANT, SC, 100% OWNERSHIP WITH SPOUSE, START 8/24/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, LLC TO PURCHASE LOCATION FOR VETERINATELY DENTAL SOLUTIONS BUSINESS. RENTAL PROPERTY, INV RELATED, SAVANNAH, GA, 100% OWNERSHIP WITH SPOUSE, START 2/1/2023, .05 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. HVDOS-MP LLC; INV RELATED; MOUNT PLEASANT,SC; VETERINARY DENTISTRY;50% OWNERSHIP; START DATE: 01/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-07 |
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