Philip Joseph Fulco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 07/2025
  Cadaret, Grant & Co., Inc.
  Wappingers Falls, NY
• 07/2010 → 07/2025
  Pinnacle Planning
  Fishkill, NY
• 01/2017 → Present
  Professional Financial Consultants (Dba)
  Wappingers Falls, NY
• 07/2025 → Present
  Lpl Financial Llc
  Wappingers Falls, NY

Previous Registrations

• 2021-05-04 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Fishkill, NY
  Saratoga Springs, NY
  Wappingers Falls, NY
  Wappingers Falls, NY

Other Businesses

1- 07/2025 - Professional Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/04/2016 - 160 hours per month/ during trading 2- 07/2025 - Philip Fulco - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/02/2010 - 8 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-12-11

Designations

• Certified Financial Planner

Other Names

• P J Fulco
• Phil Fulco
• Phil Fulco