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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-12-03 |
Branch Locations
201 N Constitution Dr Ste D, Aurora, IL 60506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Aurora | IL | 12/2010 | Present |
1. 11/22/2010 - Aspen FInancial Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 12/11/2013 - RICK SHARP INC. - FOR ACCOUNTING PURPOSES ONLY - NOT BEING HELD OUT TO THE PUBLIC. TAX PURPOSES ONLY. - NO TIME SPENT - AURORA, IL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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