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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-04-14 |
| NC | RA | APPROVED | 2002-06-21 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
FLAT MOUNTAIN PROPERTY OWNER'S ASSOCIATION; NOT INV RELATED; LENOIR, NC; PRESIDENT; 11/2024; 1 HOUR PER MONTH; ZERO HOURS DURING TRADING; MAINTAIN THE PRIVATE GRAVEL ROAD ON PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-02 |
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