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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 09/2012 | Present |
| Bank Of America, N.A | Dallas | TX | 11/2012 | Present |
I*72745 For profit or not for profit: For-Profit Organization Name of outside business organization: Paid Up Oil and Gas Lease Investment related: Y Address of business: Brazos County, Texas 77808 Nature of business: Other,This an oil and gas lease on mineral rights Position, title, association: Owner, Start date of relationship: 6/6/2014 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is an oil and gas lease on mineral rights, other than reviewing documents, once executed I will have no responsibilities or tasks
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-04-24 |
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