Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-26
CA RA APPROVED 2019-09-12
  • NY RA
    APPROVED
    Since 2023-01-26
  • CA RA
    APPROVED
    Since 2019-09-12

Branch Locations

101 California Street Suite 4500, San Francisco, CA 94111 • United States

East Hampton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney San Francisco CA 06/2009 09/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2019
Raymond James & Associates San Francisco CA 09/2019 Present
  • 06/2009 → 09/2019
    Morgan Stanley Smith Barney
    San Francisco, CA
  • 01/2015 → 09/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2019 → Present
    Raymond James & Associates
    San Francisco, CA
Previous Registrations
  • 2009-06-01 → 2019-09-16
    San Francisco, CA
  • 2009-03-03 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Francisco, CA
Other Businesses

(1)Name of Business: Anchor Society Address: 52 Toilsome Lane, East Hampton, NY, 11937, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Committee Member Investment Related: Yes Start Date: 01/18/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a newly formed non-profit, funded by donations (currently at $15k so far.) I will be helping them with the financial aspects: reconciling their bank account, recording donations, expenses, etc. (2)Name of Business: URI - United Religions Initiative Address: 52 Toilsome Lane, East Hampton, NY, 11937, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 09/12/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of investment committee, working in coordination with Sepio Capital. I do not make or recommend specific investment decisions: URI has hired Sepio as the adviser, my role is review and look over the information that Sepio provides to then.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-16
S63 Uniform Securities Agent State Law Examination 1994-01-06
  • S66 Uniform Combined State Law Examination
    2001-03-16
  • S63 Uniform Securities Agent State Law Examination
    1994-01-06
Designations
Other Names
  • Lauriann Zemann

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor