Eric Theodore Gaston

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 06/2017
  Fidelity Brokerage Services
  Grand Blanc, MI
• 04/2018 → 01/2021
  Td Ameritrade
  Oak Brook, IL
• 07/2017 → 04/2018
  Not Employed
  La Grange, IL
• 05/2021 → Present
  Baird
  Chicago, IL
• 01/2021 → 05/2021
  Not Employed
  La Grange, IL

Previous Registrations

• 2018-05-07 → 2021-01-11
  Td Ameritrade, Inc.
  Oak Brook, IL
• 2018-05-07 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Oak Brook, IL
  Oak Brook, IL
• 2010-05-18 → 2017-07-12
  Strategic Advisers Llc
  Flint, MI
  Farmington, MI
  Grand Blanc, MI
• 1991-03-07 → 2004-08-26
  Charles Schwab & Co., Inc.
  Novi, MI

Exams

• S66 Uniform Combined State Law Examination
  2010-03-26
• S63 Uniform Securities Agent State Law Examination
  1987-09-04