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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-06-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services | Grand Blanc | MI | 08/2004 | 06/2017 |
| Td Ameritrade | Oak Brook | IL | 04/2018 | 01/2021 |
| Not Employed | La Grange | IL | 07/2017 | 04/2018 |
| Baird | Chicago | IL | 05/2021 | Present |
| Not Employed | La Grange | IL | 01/2021 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-04 |
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