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Current Employers
Concorde Asset Management, Llc

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-03-29
GA RA APPROVED 2016-01-13
  • SC RA
    APPROVED
    Since 2019-03-29
  • GA RA
    APPROVED
    Since 2016-01-13

Branch Locations

Lawrenceville, GA • United States

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Concorde Investment Services, Llc Livonia MI 01/2016 Present
Concorde Asset Management, Llc Livonia MI 01/2016 Present
Previous Registrations
  • 2011-11-21 → 2016-01-12
    Intl Advisory Consultants Inc.
    Suwanee, GA
    John'S Creek, GA
  • 2008-05-30 → 2011-11-01
    Morgan Keegan & Company, Llc
    Alpharetta, GA
  • 2003-12-02 → 2008-06-04
    Ameriprise Advisor Services, Inc.
    Duluth, GA
    Duluth, GA
  • 1991-04-05 → 2003-10-14
    Duluth, GA
Other Businesses

1. DBA GLOVER WEALTH MANAGEMENT, LLC | : 1009 Pinfeather Court, Lawrenceville, GA 30043| NATURE OF BUSINESS: FINANCIAL PLANNING, RETAIL BROKERAGE| INVESTMENT RELATED| MANAGING DIRECTOR| DUTIES: FINANCIAL PLANNING AND RETAIL BROKERAGE| START DATE: 8.6.2014| HOURS DEVOTED TO BUSINESS: 180 HOURS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 8 HOURS/DAY. 2. Concorde Asset Management, LLC. Registered Investment Advisory Firm. Investment Advisor Representative. Investment related. John Creek, GA. 21-40 hours per month during business hours, 6-10 hours per month outside normal business hours. 3. Concorde Insurance Agency; John Creek, GA. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 4. Rotary International, Non investment related, local service chair, organizing local events vets, women shelters, addiction recover, suicide prevention. Foundation chair, writing grants, mathcing district and internation grants, volunteer. Start date 03/05/2024, 6-10 hours/month during non business hours. 1-5 hours/month during business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-11
S63 Uniform Securities Agent State Law Examination 1987-05-07
  • S65 Uniform Investment Adviser Law Examination
    1995-08-11
  • S63 Uniform Securities Agent State Law Examination
    1987-05-07

View on SEC IAPD

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