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Gloria Ann Lane

Morgan Stanley

Leawood, KS

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-06
KS RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2016-01-06
  • KS RA
    APPROVED
    Since 2009-06-01

Branch Locations

11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Leawood KS 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Leawood, KS
Previous Registrations
  • 2008-09-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    Overland Park, KS
  • 2006-07-18 → 2008-09-19
    Vsr Financial Services, Inc.
    Overland Park, KS
    Overland Park, KS
  • 2004-07-22 → 2006-07-03
    Morgan Stanley Dw Inc.
    Riverwoods, IL
    Purchase, NY
  • 2003-12-08 → 2004-02-11
    Wells Fargo Advisors Financial Network, Llc
    Barrington, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-04
S63 Uniform Securities Agent State Law Examination 1989-05-03
  • S65 Uniform Investment Adviser Law Examination
    1997-02-04
  • S63 Uniform Securities Agent State Law Examination
    1989-05-03
Other Names
  • Gloria Ann Weldon

View on SEC IAPD

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Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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