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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
5959 Topanga Canyon Blvd. Suite 220, Woodland Hills, CA 91367 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Woodland Hills | CA | 12/2012 | 07/2021 |
| Next Financial Group | Woodland Hills | CA | 07/2021 | Present |
| Lpl Financial Llc | Woodland Hills | CA | 07/2025 | Present |
1. 07/10/2025- A. Lamar Hudson-Non-Variable Insurance-INV Related- Start date 04/01/1997- 10 Hours Per Month- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-02 |
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