Alan J Smiley

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Provo, UT
• 11/2016 → 11/2022
  Wells Fargo Clearing Services, Llc
  Provo, UT
• 11/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Sandy, UT

Previous Registrations

• 2011-01-03 → 2022-11-11
  Wells Fargo Clearing Services, Llc
  Sandy, UT
  Provo, UT
  Monticello, UT
  Moab, UT
  Castle Dale, UT
  Salt Lake City, UT
• 2005-05-02 → 2011-01-03
  Wells Fargo Investments, Llc
  Provo, UT
  Provo, UT
• 2003-02-06 → 2005-05-02
  Zions Direct, Inc.
  Draper, UT

Other Businesses

FISHERMEN FISH; NOT INV RELATED; DRAPER, UT; 80% OWNERSHIP; START 12/16/2020; 5 HOURS PER MONTH; ZERO HOURS DURING TRADING; TEACHING PEOPLE HOW TO FLY FISH.| SAPHIRRE WEALTH MANAGEMENT CORP, INV RELATED, DRAPER, UT, 50% OWNERSHIP, START 8/26/2022, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| CABIN RENTAL; INV RELATED; HEBER CITY, UT; RENTAL PROPERTY; 25% OWNERSHIP; START DATE 02/28/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2001-08-14
• S63 Uniform Securities Agent State Law Examination
  1987-04-24