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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-28 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fresno | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | Present |
G.E LIFE & ANNUITY ASSURANCE COMPANY; IN RELATED; FRESNO, CA; RENEWAL COMMISSIONS; 0 HOURS SPENT PER MONTH. JACKSON NATIONAL LIFE INSURANCE COMPANY; INV RELATED; FRESNO, CA; RENEWAL COMMISSIONS; 0 HOURS SPENT PER MONTH. CO-TRUSTEE FOR MOTHER'S SCHOLARSHIP TRUST; INV RELATED; STOCKTON, CA; START 11/15/2016; 1 HR/MO; 0 DURING TRADING.;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-22 |
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