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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-05
TX RA APPROVED_RES 2020-02-19
DC RA APPROVED 2009-10-16
  • FL RA
    APPROVED
    Since 2021-04-05
  • TX RA
    APPROVED_RES
    Since 2020-02-19
  • DC RA
    APPROVED
    Since 2009-10-16

Branch Locations

St Petersburg, FL • United States

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Washington DC 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Miami Beach FL 03/2021 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2021 → Present
    Morgan Stanley Smith Barney Llc
    Miami Beach, FL
Previous Registrations
Other Businesses

REANIMAR- REAL ESTATE - EFFECTIVE DATE 02/2015

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-29
S63 Uniform Securities Agent State Law Examination 1987-06-02
  • S65 Uniform Investment Adviser Law Examination
    1992-10-29
  • S63 Uniform Securities Agent State Law Examination
    1987-06-02
Other Names
  • Robert Donald Jr Askew

View on SEC IAPD

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