Michael Francis Swallow

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 01/2021
  Bb&T Securities
  King Of Prussia, PA
• 08/2021 → 12/2021
  Levy Wealth Management Group
  Philadelphia, PA
• 02/2021 → 07/2021
  Unemployed
  Stratford, NJ
• 08/2021 → 12/2021
  Lpl Financial
  Philadelphia, PA
• 03/2023 → Present
  Truist Investment Services, Inc.
  King Of Prussia, PA
• 03/2023 → Present
  Truist Advisory Services, Inc.
  King Of Prussia, PA
• 01/2022 → 02/2023
  Vigilant Compliance,Llc
  Chadds Ford, PA

Previous Registrations

• 2021-10-06 → 2021-11-15
  Levy Wealth Management Group
  Philadelphia, PA
• 2016-03-01 → 2021-02-04
  Bb&T Securities, Llc
  King Of Prussia, PA
• 2010-04-23 → 2016-05-20
  Valley Forge Asset Management, Llc
  Wilmington, DE
  Camden, NJ
  Hunt Valley, MD
  King Of Prussia, PA
  Lancaster, PA
  King Of Prussia, PA
  Blue Ball, PA
  York, PA
• 2008-05-02 → 2008-12-01
  Widmann, Siff & Co., Inc.
  Exton, PA
  Exton, PA
• 2006-06-28 → 2008-02-12
  Tyler Wealth Counselors, Inc.
  Exton, PA
  King Of Prussia, PA
  Exton, PA

Exams

• S66 Uniform Combined State Law Examination
  2004-10-15